posted 1 September 2003

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William H. Calvin, A Brief History of the Mind (Oxford University Press 2004). See also http://WilliamCalvin.com/BHM/preview.htm


William H. Calvin 
it's an image, you need to type it, not copy it (spam...)       
 
 University of Washington

 SEATTLE, WASHINGTON 98195-1800 USA  

Book jacket DRAFT:

Instead of starting with a big bang, this book leads up to one – the “Mind’s Big Bang.”  It’s a vista from a crossroads, looking back at simpler versions of mental life, taking stock of what we have now, and then speculating about mind’s future.  For we are at a crossroads in another sense, that of a frontier where the rules are about to change, where mind shifts gears again.

       Because our less imaginative ancestors couldn’t think about the future in much detail, they were trapped in a here-and-now existence.   No “What if” and “Why me?”  With their unstructured type of mental life, you couldn’t narrate a life story or conceive of dying someday.  To keep mental concepts from blending together like a summer drink, humans need some mental structuring for long sentences and complex thoughts.  In saying “I think I saw him leave to go home,” you are nest­ing three sentences inside a fourth like Russian dolls.  Other aspects of thought are structured too:  multi-stage planning, games with rules that constrain possible moves, chains of logic, struct­ured music.  We have a fascination with discovering hidden order, with imagining how things hang together. 

       Where does mind go from here, its powers extended by science-enhanced education and new tools – but with its slowly-evolving gut instincts still firmly anchored to the ice ages?  We will likely shift mental gears again, into juggling more concepts simultaneously and making decisions even faster – but the faster you go, the more danger of spinning out of control.  Ethics, morals, a sense of “what’s right” are possible only because of a human level of ability to speculate about the future and modify our possible actions accordingly.  Though science increasingly serves as our headlights, we are out driving them, going faster than we can react effectively.


 

Contents

       Preface                                                                         

"Can you tell the story of the world in an evening around the campfire, the way an old-fashioned shaman used to do?"  The history of the mind is surprisingly brief.  Instead of starting with a big bang, I lead up to one – the “Mind’s Big Bang” – and then look beyond, to mind’s next advances. 

Names:  Primates-monkeys-apes-hominids-humans       

 1.  When Chimpanzees Think                                               

      The way we were, 7 million years ago?

Chimps may not be as sociable with humans as a dog that thinks you are its pack leader, or a cat that mistakes you for its mother, but chimp-to-chimp they clearly have a substant­ial fraction of instinctive human social behavior.  They even play blind man’s buff.  Yet they don’t plan ahead very much.

2.  Upright Posture but Ape-sized Brains                             

      In the woodland between forest and savanna

The dark woods are not where we want to be.  We prefer fewer trees, along with a view of some water and grass – which is why waterfront property is now so expensive.  Our ancestors were likely digging up veggies, but not making sharp tools.  Did the bipedal apes stand upright for the view, to carry the baby, or to avoid taking the midday “heat hit” on the broad back?

3.  Triple Startups about 2.5 Million Years Ago                    

      Flickering climate, toolmaking, and bigger brains

In Africa, there was a spinoff with a bigger brain.  A new species usually starts out as a small, isolated population.  Imagine, say, the big company’s branch office in Nairobi losing communication with the parent and having to manage on its own ideas and resources, to sink or swim as an independent in a worsening climate. 

4.  Homo erectus Ate Well                                                                      

     Adding more meat to the diet fueled the first Out of Africa

Food preparation likely began, maybe even cooking the savory stew.  By 1.7 million years ago, Homo erectus had spread out of Africa into the grasslands of Asia and was eating a lot of meat.  Accurate throwing is a difficult task for the brain.  You can’t rely on progress reports as you launch (your nerves are too slow).  Without timely feedback, you have to make the perfect plan as you “get set” – and there are a million ways to get it wrong, any one of which will cause dinner to run away.  So better short-term planning has an immediate payoff.  Perhaps that improved their planning for other occasions as well. 

5.  The Second Brain Boom                                                   

      What kicked in about 750,000 years ago?

When the ice age climate switched into oscillations that were slower and bigger, brain size started growing faster. But why?  More demanding hunting techniques?  Or ought we to be thinking about the beginnings of protolanguage, the short sentences of modern two-year-olds but without the structur­ing needed for long sentences? 

6.  Neanderthals and Our Pre-sapiens Ancestors                 

      Two-stage toolmaking and what it says about thought

If the hominids of 400,000 years ago could stage both tool­making and food preparation, perhaps their life of the mind included other kinds of agendas as well, with more of an eye to the future.  Asking whether Neanderthals could speak illum­­inates some of the changes of the previous million years.

 7.  Homo sapiens without the Modern Mind                          

      The big brain but not much to show for it

Here we are coming up on the last few minutes of the up-from-the-apes movie, and our vaunted intelligence still hasn’t made its first appearance.  Our ancestors were Homo sapiens for 100,000 years but, despite the big brain, they were not “behaviorally modern” Homo sapiens sapiens.  Simple forms of proto­structure such as framing and “theory of mind” were likely present, and perhaps the protolanguage like that of modern two-year-olds.  Clearly, brain size wasn’t sufficient to produce spectacular results.  It must have taken something more. 

8.  Structured Thought Finally Appears                                         

      The curb-cut principle and emerging higher intellectual function

In saying “I think I saw him leave to go home,” you are nest­ing three sentences inside a fourth.  Other aspects of thought are structured too:  multistage planning, games with rules that constrain possible moves, chains of logic, struct­ured music.  This structured suite likely aided the giant step up to the modern mind.  Did it take another genetic change to become behaviorally modern, or was accumulating culture alone able to trigger the boom by giving babies enough struct­ured stuff to hear so that they softwired their brains earlier?  And so excelled as adults? 

9.  From Africa to Everywhere                                             

       Was the still-full-of-bugs prototype what spread around the world?

A period between 60,000 to 40,000 years ago looks like the probable time of migration of modern humans into the more exotic parts of Eurasia.  And it looks as if they became behav­iorally modern in important respects not long before leaving Africa.  The lack of time to “debug” the new abilities, before the rough-around-the-edges prototype expanded out of Africa, might be thought of as the first worldwide distribution of crash-prone software. 

10. How Creativity Manages the Mixups                               

       Higher intellectual function and the search for coherence

We have a fascination with discovering hidden order, with imagining how things hang together.  And the problem with creativity is not in putting together novel mixtures – a little confusion may suffice – but in managing the incoherence.  Things often don’t hang together properly – as in our night­time dreams, full of people, places, and occasions that don’t fit together very well.  What sort of on-the-fly process does it take to convert such an incoherent mix into a coherent compound, whether it be an on-target movement program or a novel sentence to speak aloud?

 

11. Civilizing Ourselves                                                       

       From planting to writing to mind medicine

Once agriculture allowed towns and specialized occupations to develop by 6,000 years ago (the last few seconds of the movie), writing developed from tax accounting about 5,000 years ago.  Education now helps us to deal with our fallible minds, to “unlearn” our intuitive but erroneous Aristotelian physics, our intuitive biology of vital essences, and our intuitive notions of engineering that make Darwinian evolution so difficult to comprehend.  Medicine now calms the voices and delusions, dampens the obsessions and compulsions, and lifts the depressions.  In addition to patch­ing us up, might mind medicine eventually “improve” us?

12. What’s Sudden About the Mind’s Big Bang?                   

       The moderns somehow got their act together

For fans of how and why questions, a brief summary of the most recent Major Transition in evolution.  There are a half-dozen candidates so far for the transition to behaviorally modern Homo sapiens sapiens.  All may be essential but not sufficient by themselves.  The question is not when the last stone is added to the archway but which has a growth curve that becomes steeper and steeper, building on itself.  The EvoDevo candidate, those precocious kids softwiring their brains earlier to become more capable adults, could double and redouble the percentage of syntax users in only a few generations.

13. Imagining the House of Cards                                        

       Inventing new levels of organization on the fly

As an example of four levels, fleece is organized into yarn, which is woven into cloth, which can be arranged into clothing.  As we advance beyond the one-word level of language after the morning cup of coffee, we begin talking about relationships (“This is bigger than that”).  With a second cup, we can advance another level to analogies (“Bigger is better”).  Poets have to compare candidate metaphors, however, requiring all manner of superstitious practices in order to shore up their mental house of cards and stabilize a new level.

14. The Future of the Augmented Mind                               

       A combustible mixture of ignorance and power?

Where does mind go from here, its powers extended by science-enhanced education and new tools – but with its slowly evolving gut instincts still firmly anchored to the ice ages?  We will likely shift mental gears again, into juggling more concepts simultaneously and making decisions even faster – but the faster you go, the more danger of spinning out of control.  Ethics, morals, a sense of “what’s right” are possible only because of a human level of ability to speculate about the future and modify our possible actions accordingly.  But science increasingly serves as our “headlights,” and we are “out driving” them, going faster than we can react effectively.

Afterword                                                                              

Recommended Reading                                                            

Chapter Notes                                              


CORRECTIONS TO THE PRINTED BOOK WILL BE POSTED HERE:

xx


 

 

Dedicated to Ingrith Deyrup-Olsen, Beatrice Bruteau, and five of my other informal sounding boards:

 

  • the three faux graybeards and the expatriate cousin,

  • the neuropsychophilosophers of the psychiatry conference room,

  • the catalysts of the faculty club,

  • the surrogates of the think tank,

  • and those who gather in Jonas’ basement boardroom.

 

 

If you read the book on the web (uncomfortable but possible), consider buying a book as a gift for a friend.  (We live and learn and pass it on.) Click on a cover for the link to amazon.com. 

Pre-order

A Brief History of the Mind, 2004
A Brief History of the Mind
2004

A Brain for All Seasons, 2002
A Brain for All Seasons
2002

Lingua ex Machina:  Reconciling Darwin and Chomsky with the Human Brain (Calvin & Bickerton, 2000)
Lingua ex Machina
2000

The Cerebral Code:  Thinking a Thought in the Mosaics of the Mind (1996)
The Cerebral Code
1996

How Brains Think:  Evolving Intelligence, Then and Now (1996)
How Brains Think
1996

Conversations with Neil's Brain:  The Neural Nature of Thought and Language (Calvin & Ojemann, 1994)
Conversations with
Neil's Brain
1994

The River That Flows Uphill
The River That
Flows Uphill

1986

The Throwing Madonna:  Essays on the Brain
The Throwing Madonna
1983

Table of Contents    Notes and References for this chapter    On to the NEXT CHAPTER

copyright ©2003 by William H. Calvin

William H. Calvin
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